Delta Data’s 5th Annual Roundtable: June 23, 2020

This year’s roundtable will be a virtual event, bringing together industry professionals with insights to share for an afternoon of constructive interchange on the most important issues facing the pooled investment community. Our virtual event will start at 1:00 PM EST and include three topics with three 15 minute breaks. We will follow the event with a virtual cocktail party. 


Full Agenda:

1:00 Welcome Message

1:15 - 2:00 Regulations and Compliance - Moderators: Peter Tenggren, BNY Mellon and Brad Smith, American Funds

  • Managing customer questions and expectations surrounding the SECURE Act and CARES Act
  • Discussion around how the SECURE Act and CARES Act will shape the industry from the product and operational perspective
  • Understanding Reg BI and the SEC's new standards: approaches to compliance and readiness


2:15 - 3:00 Oversight Management - Moderators: Stuart Bateman, Franklin Templeton and Wendy Barta, JP Morgan
  • Intermediary Oversight
  • Challenges of models
  • ETFs
  • Direct and Intermediary sold ERISA


3:15 - 4:00 Business Process Execution in the Age of Dislocation - Moderators: Mike Stroble, PGIM and Susan Warner, Amundi Pioneer

  • Remote work
  • 3rd party interactions
  • Personal interactions
  • Staffing, administrative, and job transition


4:15 - 4:45 Cocktail Party


Delta Data
Delta Data provides the back-end solutions that companies in the mutual funds industry use to process billions of dollars of transactions and keep on top of their data. See more at